Security & Compliance

Your Trust, Our Foundation

In the financial industry, security isn’t just a feature—it’s the cornerstone of everything we do. At NFINX, we understand that brokerages handle some of the most sensitive financial data in the world, and with that comes an immense responsibility to protect not just information, but the trust that clients place in financial institutions.

Our comprehensive security framework and regulatory compliance infrastructure ensure your brokerage operates with complete confidence in an increasingly complex digital landscape. We’ve built our platform from the ground up with security as the primary consideration, not an afterthought.

Enterprise-Grade Security Architecture

Uncompromising Data Protection
Every piece of data that flows through our system is protected by military-grade encryption protocols. We implement AES-256 encryption for all data, both in transit and at rest, ensuring that even if data were somehow intercepted, it would be completely unreadable without the proper decryption keys. Our zero-trust architecture means that we never assume any part of our system is inherently secure. Instead, we continuously verify every access request, every data transfer, and every system interaction. This approach has proven to be the most effective defense against both external threats and internal vulnerabilities. Our data centers are SOC 2 Type II certified facilities that maintain 24/7 monitoring with biometric access controls, redundant power systems, and environmental monitoring. These facilities are strategically located across multiple geographic regions to ensure both performance and disaster recovery capabilities.

Integrated KYC and AML Solutions

Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance are critical for brokerage operations. Our automated KYC workflows streamline the customer verification process while ensuring complete compliance with identification requirements. Our AML monitoring systems continuously analyze transaction patterns, automatically flagging suspicious activities and generating the necessary reports for regulatory authorities. This real-time monitoring helps prevent financial crimes while minimizing false positives that could disrupt legitimate business operations. AI-powered document verification systems can authenticate identity documents from over 190 countries, detecting fraudulent documents with 99.5% accuracy. Combined with our sanctions screening capabilities, these systems provide comprehensive protection against financial crimes.

Protecting Client Privacy

Privacy is not just about compliance—it’s about respecting the fundamental rights of the individuals whose data we handle. Our data governance framework is built on principles of data minimization, ensuring we collect only the information necessary for legitimate business operations.

We implement purpose limitation controls that prevent data from being used for anything other than its stated purpose. Our consent management systems provide clear, granular controls that allow individuals to understand exactly how their data is being used and to make informed decisions about their privacy.

When clients exercise their right to deletion, our systems can completely remove their data from all systems, including backups, within the timeframes required by applicable regulations. Our data portability features ensure that clients can export their data in standard formats whenever needed.

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